Defendant Name:
Bobby Dwayne Montgomery
Defendant Type:
Individual
Initial Case Details
Legal Case Name
SEC v. Osiris Therapeutics, Inc.; Phillip R. Jacoby, Jr.; Gregory I. Law; Lode B. Debrabandere; and Boddy Dwayne Montgomery
First Document Date
02-Nov-2017
Initial Filing Format
Civil Proceeding
Case Number
17-cv-03230
Allegation Type
Issuer Reporting and Disclosure
Federal District Court
Maryland, District of Maryland
Affiliations
- Former: General Manager of Orthopedics and Sports Medicine; Chief Business Officer at Osiris Therapeutics, Inc. (April 2014—February 2016)
Violations Alleged
•
Rules 13b2-1, 13b2-2 Exchange Act
Related Violations Alleged
Bobby Dwayne Montgomery is alleged to have aided and abetted
Osiris Therapeutics, Inc.'s violation of Sec 10(b) + Rule 10b-5 of the Exchange Act (willfully/knowingly).
Bobby Dwayne Montgomery is alleged to have aided and abetted
Osiris Therapeutics, Inc.'s violation of Sec 17(a)(1) of the Securities Act (willfully/knowingly).
Bobby Dwayne Montgomery is alleged to have aided and abetted
Osiris Therapeutics, Inc.'s violation of Sec 17(a)(3) of the Securities Act (willfully/knowingly).
Resolutions
First Resolution Date
08-Oct-2019
Other Defendants in Action: