Defendant Name: United Technologies Corporation

Defendant Type: Public Company
SIC Code: 3724
CUSIP: 91301710

Initial Case Details

Legal Case Name In the Matter of United Technologies Corporation
First Document Date 12-Sep-2018
Initial Filing Format Administrative Action
File Number 3-18745
Allegation Type Foreign Corrupt Practices Act

Violations Alleged

Exchange Act
• Sec 13(b)(2)(A)
• Sec 13(b)(2)(B)
• Sec 30A

Resolutions

First Resolution Date 12-Sep-2018

Related Documents:

34-84087 12-Sep-2018 Administrative Proceeding
Order Instituting Cease-and-Desist Proceedings Pursuant to Section 21C of the Securities Exchange Act of 1934, Making Findings, and Imposing a Cease-and-Desist Order
The SEC stated: "These proceedings arise from violations of the Foreign Corrupt Practices Act of 1977 (the "FCPA") [15 U.S.C. 78dd] by Respondent United Technologies Corporation ("UTC"), a building systems and aerospace company with operations around the world."
2018-188 12-Sep-2018 Press Release--Administrative Proceeding
United Technologies Charged With Violating FCPA
On September 12, 2018, the SEC issued a press release, stating: "Connecticut-based United Technologies Corporation will pay $13.9 million to resolve charges that it violated the Foreign Corrupt Practices Act (FCPA) by making illicit payments in its elevator and aircraft engine businesses."