Defendant Name: Paul A. Margis

Defendant Type: Individual

Initial Case Details

Legal Case Name In the Matter of Paul A. Margis
First Document Date 18-Dec-2018
Initial Filing Format Administrative Action
File Number 3-18938
Allegation Type Foreign Corrupt Practices Act
AAER 4003

Violations Alleged

Exchange Act
• Sec 13(b)(5)
Other
• Rule 13b2-1 Exchange Act

Related Violations Alleged

Paul A. Margis is alleged to have caused Panasonic Corporation's violation of Sec 13(b)(2)(A) of the Exchange Act.
Paul A. Margis is alleged to have caused Panasonic Corporation's violation of Sec 13(b)(2)(B) of the Exchange Act.

Resolutions

First Resolution Date 18-Dec-2018
Headline Total Penalty and Disgorgement

See Related Documents

Related Documents:

34-84849 18-Dec-2018 Administrative Proceeding
Order Instituting Cease-and-Desist Proceedings Pursuant to Section 21C of the Securities Exchange Act of 1934, Making Findings, and Imposing a Cease-and-Desist Order

Related Actions:

In the Matter of Panasonic Corporation
Panasonic Corporation
In the Matter of Takeshi "Tyrone" Uonaga
Takeshi "Tyrone" Uonaga