Defendant Name: Takeshi "Tyrone" Uonaga

Defendant Type: Individual

Initial Case Details

Legal Case Name In the Matter of Takeshi "Tyrone" Uonaga
First Document Date 18-Dec-2018
Initial Filing Format Administrative Action
File Number 3-18939
Allegation Type Foreign Corrupt Practices Act
AAER 4004

Violations Alleged

Exchange Act
• Sec 13(b)(5)
Other
• Rule 13b2-1 Exchange Act

Related Violations Alleged

Takeshi "Tyrone" Uonaga is alleged to have caused Panasonic Corporation's violation of Rule 12b-20 of the Exchange Act.
Takeshi "Tyrone" Uonaga is alleged to have caused Panasonic Corporation's violation of Sec 13(a) of the Exchange Act.
Takeshi "Tyrone" Uonaga is alleged to have caused Panasonic Corporation's violation of Sec 13(b)(2)(A) of the Exchange Act.
Takeshi "Tyrone" Uonaga is alleged to have caused Panasonic Corporation's violation of Sec 13(b)(2)(B) of the Exchange Act.
Takeshi "Tyrone" Uonaga is alleged to have caused Panasonic Corporation's violation of Rule 13a-16 Exchange Act.

Resolutions

Bars:
First Resolution Date 18-Dec-2018
Headline Total Penalty and Disgorgement $50,000

Related Documents:

34-84850 18-Dec-2018 Administrative Proceeding
Order Instituting Public Administrative and Cease-and-Desist Proceedings Pursuant to Sections 4C and 21C of the Securities Exchange Act of 1934 and Rule 102(e) of the Commission's Rules of Practices, Making Findings, and Imposing Remedial Sanctions and a Cease-and-Desist Order

Related Actions:

In the Matter of Panasonic Corporation
Panasonic Corporation
In the Matter of Paul A. Margis
Paul A. Margis