Defendant Name: ADT Inc. 

Defendant Type: Public Company
SIC Code: 7335
CUSIP: 00090Q10

Initial Case Details

Legal Case Name In the Matter of ADT Inc.
First Document Date 26-Dec-2018
Initial Filing Format Administrative Action
File Number 3-18955
Allegation Type Issuer Reporting and Disclosure
AAER 4009

Violations Alleged

Exchange Act
• Sec 13(a)
• Rule 13a-11

Resolutions

First Resolution Date 26-Dec-2018
Headline Total Penalty and Disgorgement $100,000

Related Documents:

34-84956 26-Dec-2018 Administrative Proceeding
Order Instituting Cease-and-Desist Proceedings Pursuant to Section 21C of the Securities Exchange Act of 1934, Making Findings, and Imposing a Cease-and-Desist Order
On December 26, 2018, the SEC issued an order against ADT Inc., stating: "These proceedings arise out of ADT's violations of Section 13(a) of the Exchange Act and Rule 13a-11 thereunder relating to disclosure requirements concerning non-GAAP financial measures contained in Item 10(e)(1)(i)(A) of Regulation S-K."