Defendant Name:
Danny R. Williams
Defendant Type:
Individual
Initial Case Details
Legal Case Name
SEC v. Danny R. Williams
First Document Date
09-May-2019
Initial Filing Format
Civil Proceeding
Case Number
19-cv-01878
Allegation Type
Issuer Reporting and Disclosure
Federal District Court
Indiana, Southern District of Indiana
Affiliations
- Former: President at Quality Companies, LLC
Violations Alleged
•
Rule 13b2-2 Exchange Act
Related Violations Alleged
Danny R. Williams is alleged to have aided and abetted Celadon Group, Inc. 's violation of Sec 10(b) + Rule 10b-5 of the Exchange Act.
Danny R. Williams is alleged to have aided and abetted Celadon Group, Inc. 's violation of Rule 12b-20 of the Exchange Act.
Danny R. Williams is alleged to have aided and abetted No Specified Entity's violation of Rule 12b-20 of the Exchange Act.
Danny R. Williams is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 12b-20 of the Exchange Act.
Danny R. Williams is alleged to have aided and abetted Celadon Group, Inc. 's violation of Sec 13(a) of the Exchange Act.
Danny R. Williams is alleged to have aided and abetted No Specified Entity's violation of Sec 13(a) of the Exchange Act.
Danny R. Williams is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 13(a) of the Exchange Act.
Danny R. Williams is alleged to have aided and abetted Celadon Group, Inc. 's violation of Rule 13a-1 of the Exchange Act.
Danny R. Williams is alleged to have aided and abetted No Specified Entity's violation of Rule 13a-1 of the Exchange Act.
Danny R. Williams is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 13a-1 of the Exchange Act.
Danny R. Williams is alleged to have aided and abetted Celadon Group, Inc. 's violation of Rule 13a-11 of the Exchange Act.
Danny R. Williams is alleged to have aided and abetted No Specified Entity's violation of Rule 13a-11 of the Exchange Act.
Danny R. Williams is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 13a-11 of the Exchange Act.
Danny R. Williams is alleged to have aided and abetted Celadon Group, Inc. 's violation of Rule 13a-13 of the Exchange Act.
Danny R. Williams is alleged to have aided and abetted No Specified Entity's violation of Rule 13a-13 of the Exchange Act.
Danny R. Williams is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 13a-13 of the Exchange Act.
Danny R. Williams is alleged to have aided and abetted Celadon Group, Inc. 's violation of Sec 13(b)(2)(A) of the Exchange Act.
Danny R. Williams is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 13(b)(2)(A) of the Exchange Act.
Danny R. Williams is alleged to have aided and abetted Celadon Group, Inc. 's violation of Sec 20(e) of the Exchange Act.
Danny R. Williams is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 13b2-2 Exchange Act .
Resolutions
Bars:
- Bar from acting as Director or Officer of a public company (of unspecified duration)
First Resolution Date
16-Jul-2019
Headline Total Penalty and Disgorgement
$12,000
