Defendant Name:
Bobby Peavler
Defendant Type:
Individual
Initial Case Details
Legal Case Name
In the Matter of Bobby Peavler
First Document Date
07-Apr-2023
Initial Filing Format
Administrative Action
File Number
3-21362
Allegation Type
Issuer Reporting and Disclosure
AAER
4397
Affiliations
- Former: Undetermined at Celadon Group, Inc. (October 2017—March 2018)
- Former: CFO at Celadon Group, Inc. (June 2016—October 2017)
Violations Alleged
•
Rule 13b2-2 Exchange Act
Related Violations Alleged
Bobby Peavler is alleged to have aided and abetted Celadon Group, Inc. 's violation of Sec 10(b) + Rule 10b-5 of the Exchange Act.
Bobby Peavler is alleged to have aided and abetted Celadon Group, Inc. 's violation of Rule 12b-20 of the Exchange Act.
Bobby Peavler is alleged to have aided and abetted Celadon Group, Inc. 's violation of Sec 13(a) of the Exchange Act.
Bobby Peavler is alleged to have aided and abetted Celadon Group, Inc. 's violation of Rule 13a-1 of the Exchange Act.
Bobby Peavler is alleged to have aided and abetted Celadon Group, Inc. 's violation of Rule 13a-11 of the Exchange Act.
Bobby Peavler is alleged to have aided and abetted Celadon Group, Inc. 's violation of Rule 13a-13 of the Exchange Act.
Bobby Peavler is alleged to have aided and abetted Celadon Group, Inc. 's violation of Sec 13(b)(2)(A) of the Exchange Act.
Resolutions
Bars:
- Bar on practicing before the SEC as an Accountant for 3 years
First Resolution Date
