Defendant Name: John F. Terwilliger

Defendant Type: Individual

Initial Case Details

Legal Case Name In the Matter of Houston American Energy Corp., John F. Terwilliger, Jr., Undiscovered Equities Inc. and Kevin T. McKnight
First Document Date 04-Aug-2014
Initial Filing Format Administrative Action
File Number 3-16000
Allegation Type Issuer Reporting and Disclosure

Affiliations

Violations Alleged

Exchange Act
• Sec 10(b) + Rule 10b-5
Securities Act
• Sec 17(a) (Not specified)
Other
• Section 20(b) Exchange Act

Related Violations Alleged

John F. Terwilliger is alleged to have caused Houston American Energy Corp.'s violation of Sec 10(b) + Rule 10b-5 of the Exchange Act.
John F. Terwilliger is alleged to have caused Houston American Energy Corp.'s violation of Sec 17(a) (Not specified) of the Securities Act.

Resolutions

Bars:
First Resolution Date 23-Apr-2015
Headline Total Penalty and Disgorgement $572,500

Related Documents:

33-9621 04-Aug-2014 Administrative Proceeding
Order Instituting Cease-and-Desist Proceedings Pursuant to Section 8A of the Securities Act of 1933 and 21C of the Securities Exchange Act of 1934
33-9756 23-Apr-2015 Administrative Proceeding
Order Making Findings and Imposing Remedial Sanctions and a Cease-And-Desist Order Pursuant to Section 8A of the Securities Act of 1933 and Section 21C of the Securities Exchange Act of 1934 as to Houston American Energy Corp. and John F. Terwilliger

Other Defendants in Action:

Houston American Energy Corp
Undiscovered Equities, Inc.
Kevin T. McKnight