Defendant Name:
Kevin T. McKnight
Defendant Type:
Individual
Initial Case Details
Legal Case Name
In the Matter of Houston American Energy Corp., John F. Terwilliger, Jr., Undiscovered Equities Inc. and Kevin T. McKnight
First Document Date
04-Aug-2014
Initial Filing Format
Administrative Action
File Number
3-16000
Allegation Type
Issuer Reporting and Disclosure
Affiliations
- Current: President at Undiscovered Equities, Inc.
Violations Alleged
•
Section 17(b) Securities Act
Resolutions
Bars:
- Bar from receiving or agreeing to receive any form of compensation or consideration from any issuer, underwriter, or dealer, for directly or indirectly publishing, giving publicity to, or circulating any notice, circular, advertisement, newspaper, article, letter, investment service, or communication which, though not purporting to offer a security for sale, describes such security. for 5 years
First Resolution Date
23-Apr-2015
Headline Total Penalty and Disgorgement
$572,500
Other Defendants in Action:
