Defendant Name: Fabrice Tourre

Defendant Type: Individual

Initial Case Details

Legal Case Name SEC v. Goldman Sachs & Co. and Fabrice Tourre
First Document Date 16-Apr-2010
Initial Filing Format Civil Proceeding
Case Number 10-cv-03229
Allegation Type Broker Dealer
Federal District Court New York, Southern District of New York

Affiliations

Violations Alleged

Exchange Act
• Sec 10(b) + Rule 10b-5
• Sec 20(e)
Securities Act
• Sec 17(a) (Not specified)
Other
• Defendant shall not seek reimbursement from Goldman Sachs & Co., or any of its parents, or subsidiaries, with regard to the $650,000 civil penalty.

Resolutions

First Resolution Date 27-Mar-2014
Headline Total Penalty and Disgorgement

See Related Documents

Related Documents:

comp21489 16-Apr-2010 Complaint
Complaint (Securities Fraud) ECF Case Jury Trial Demanded
court_doc519_10-cv-03229 27-Mar-2014 Court Docket Document
Final Judgment as to Defendant Fabrice Tourre

Other Defendants in Action:

Goldman, Sachs & Co.