Defendant Name: Stephen W. Carnes

Defendant Type: Individual

Initial Case Details

Legal Case Name SEC v. K&L International Enterprises, Inc., Signature Leisure, Inc., Signature Worldwide Advisors, LLC, Stephen W. Carnes, Lawrence A. Powalisz, Enzyme Environmental Solutions, Inc. and Jared E. Hochstedler
First Document Date 24-Sep-2009
Initial Filing Format Civil Proceeding
Case Number 09-cv-01638
Allegation Type Securities Offering
Federal District Court Florida, Middle District of Florida

Affiliations

Violations Alleged

Securities Act
Sec 5(a)
Sec 5(c)

Resolutions

First Resolution Date
Headline Total Penalty and Disgorgement $8,460,472

Related Documents:

comp21224 24-Sep-2009 Complaint
Complaint

Other Defendants in Action:

Related Actions:

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