Defendant Name: Jorge Bravo, Jr.

Defendant Type: Individual

Initial Case Details

Legal Case Name SEC v. Jorge Bravo, Jr.
First Document Date 23-Jul-2013
Initial Filing Format Civil Proceeding
Case Number 13-cv-05116
Allegation Type Securities Offering
Federal District Court New York, Southern District of New York

Violations Alleged

Securities Act
• Sec 5
• Sec 5(a)
• Sec 5(c)

Resolutions

Bars:
First Resolution Date 23-Jul-2013
Headline Total Penalty and Disgorgement $595,866

Related Documents:

LR-22756-complaint 23-Jul-2013 Litigation Release
SEC Charges Florida Resident with Unregistered Sales of Securities
court_doc1_13-cv-05116 19-Mar-2015 Court Docket Document
Judgment as to Defendant Jorge Bravo

Related Actions:

SEC v. K&L International Enterprises, Inc., Signature Leisure, Inc., Signature Worldwide Advisors, LLC, Stephen W. Carnes, Lawrence A. Powalisz, Enzyme Environmental Solutions, Inc. and Jared E. Hochstedler
Signature Leisure, Inc.
K&L International Enterprises, Inc.
Signature Worldwide Advisors, LLC
Stephen W. Carnes
Lawrence A. Powalisz
Enzyme Environmental Solutions, Inc.
Jared E. Hochstedler