Defendant Name:
Kenneth J. Abod
Defendant Type:
Individual
Initial Case Details
Legal Case Name
SEC v. Sunrise Senior Living, Inc., Larry E. Hulse, and Kenneth J. Abod
First Document Date
23-Jul-2010
Initial Filing Format
Civil Proceeding
Case Number
10-cv-01247
Allegation Type
Issuer Reporting and Disclosure
Federal District Court
District of Columbia, District of Columbia
Affiliations
- Former: Treasurer at Sunrise Senior Living, Inc. (2001—December 1, 2005)
- Former: Head of Sunrise's Investor Relations Department at Sunrise Senior Living, Inc. (2004—December 1, 2005)
Violations Alleged
•
Rule 13b2-1 Exchange Act
Related Violations Alleged
Kenneth J. Abod is alleged to have aided and abetted
Sunrise Senior Living, Inc.'s violation of Rule 12b-20 of the Exchange Act (willfully/knowingly).
Kenneth J. Abod is alleged to have aided and abetted
Sunrise Senior Living, Inc.'s violation of Sec 13(a) of the Exchange Act (willfully/knowingly).
Kenneth J. Abod is alleged to have aided and abetted
Sunrise Senior Living, Inc.'s violation of Rule 13a-1 of the Exchange Act (willfully/knowingly).
Kenneth J. Abod is alleged to have aided and abetted
Sunrise Senior Living, Inc.'s violation of Rule 13a-13 of the Exchange Act (willfully/knowingly).
Kenneth J. Abod is alleged to have aided and abetted
Sunrise Senior Living, Inc.'s violation of Sec 13(b)(2)(A) of the Exchange Act (willfully/knowingly).
Kenneth J. Abod is alleged to have aided and abetted
Sunrise Senior Living, Inc.'s violation of Sec 13(b)(2)(B) of the Exchange Act (willfully/knowingly).
Resolutions
First Resolution Date
Headline Total Penalty and Disgorgement
$189,993
Other Defendants in Action:
