Defendant Name:
Kenneth J. Abod
Defendant Type:
Individual
Initial Case Details
Legal Case Name
In the Matter of Kenneth J. Abod, CPA
First Document Date
23-Jul-2010
Initial Filing Format
Administrative Action
File Number
3-13977
Allegation Type
Issuer Reporting and Disclosure
AAER
3158
Affiliations
- Former: Treasurer at Sunrise Senior Living, Inc. (2001—December 1, 2005)
- Former: Head of Sunrise's Investor Relations Department at Sunrise Senior Living, Inc. (2004—December 1, 2005)
Violations Alleged
•
Rule 13b2-1 Exchange Act
Related Violations Alleged
Kenneth J. Abod is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 12b-20 of the Exchange Act (willfully/knowingly).
Kenneth J. Abod is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 13(a) of the Exchange Act (willfully/knowingly).
Kenneth J. Abod is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 13a-1 of the Exchange Act (willfully/knowingly).
Kenneth J. Abod is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 13a-13 of the Exchange Act (willfully/knowingly).
Kenneth J. Abod is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 13(b)(2)(A) of the Exchange Act (willfully/knowingly).
Kenneth J. Abod is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 13(b)(2)(B) of the Exchange Act (willfully/knowingly).
Resolutions
Bars:
- Bar on practicing before the SEC as an Accountant for 1 year
First Resolution Date
23-Jul-2010
