Defendant Name:
Brian M. Marshall
Defendant Type:
Individual
Initial Case Details
Legal Case Name
SEC v. Home Solutions of America, Inc., Frank J. Fradella, Brian M. Marshall, Jeffrey M. Mattich, Rick J. O'Brien, Stephen C. Gingrich, Thomas L. Davis and Jeffrey T. Craft
First Document Date
30-Nov-2009
Initial Filing Format
Civil Proceeding
Case Number
09-cv-02269
Allegation Type
Issuer Reporting and Disclosure
Federal District Court
Texas, Northern District of Texas
Affiliations
- Former: Director—No Specific Position Named in Document at Home Solutions of America, Inc. (Until May 2008)
- Former: President at Fireline Restoration, Inc. (Until February 2008)
- Former: Vice President at Home Solutions of America, Inc. (Until February 2008)
Violations Alleged
•
Sec 17(a) (Not specified)
•
Rules 13b2-1, 13b2-2 Exchange Act
Additionally,
Jeffrey T. Craft is alleged to have aided and abetted Brian M. Marshall's violation of Rule 13b2-2 Exchange Act.
Related Violations Alleged
Resolutions
Bars:
- Bar from acting as Director or Officer of a public company (of unspecified duration)
First Resolution Date
Headline Total Penalty and Disgorgement
$1,550,876
Other Defendants in Action:
