Defendant Name: Stephen C. Gingrich (CPA)

Defendant Type: Individual

Initial Case Details

Legal Case Name In the Matter of Stephen C. Gingrich (CPA)
First Document Date 30-Dec-2009
Initial Filing Format Administrative Action
File Number 3-13732
Allegation Type Issuer Reporting and Disclosure
AAER 3092

Affiliations

Violations Alleged

Securities Act
Sec 17(a)(2)
Sec 17(a)(3)

Related Violations Alleged

Stephen C. Gingrich (CPA) is alleged to have aided and abetted Home Solutions of America, Inc.'s violation of Rule 12b-20 of the Exchange Act.
Stephen C. Gingrich (CPA) is alleged to have aided and abetted Home Solutions of America, Inc.'s violation of Sec 13(a) of the Exchange Act.
Stephen C. Gingrich (CPA) is alleged to have aided and abetted Home Solutions of America, Inc.'s violation of Rule 13a-1 of the Exchange Act.
Stephen C. Gingrich (CPA) is alleged to have aided and abetted Home Solutions of America, Inc.'s violation of Rule 13a-13 of the Exchange Act.
Stephen C. Gingrich (CPA) is alleged to have aided and abetted Home Solutions of America, Inc.'s violation of Sec 13(b)(2)(A) of the Exchange Act.

Resolutions

Bars:
First Resolution Date

Related Documents:

34-61262 30-Dec-2009 Administrative Proceeding
Order Instituting Administrative Proceedings Pursuant to Rule 102(e) of the Commission's Rules of Practice, Making Findings, and Imposing Remedial Sanctions

Related Actions:

SEC v. Home Solutions of America, Inc., Frank J. Fradella, Brian M. Marshall, Jeffrey M. Mattich, Rick J. O'Brien, Stephen C. Gingrich, Thomas L. Davis and Jeffrey T. Craft
In the Matter of KMJ Corbin & Company, LLP Kendall G. Merkley, CPA, and Anthony J. Price, CPA