Defendant Name:
Investools Inc.
Defendant Type:
Public Company
SIC Code:
8200
CUSIP:
46145P10
Initial Case Details
Legal Case Name
SEC v. Investools Inc., Michael J. Drew, and Eben D. Miller
First Document Date
10-Dec-2009
Initial Filing Format
Civil Proceeding
Case Number
09-cv-02343
Allegation Type
Securities Offering
Federal District Court
District of Columbia, District of Columbia
Related Violations Alleged
Investools Inc. is alleged to have controlled
Eben D. Miller's violation of Sec 10(b) + Rule 10b-5 of the Exchange Act.
Investools Inc. is alleged to have controlled
Michael J. Drew's violation of Sec 10(b) + Rule 10b-5 of the Exchange Act.
Resolutions
First Resolution Date
10-Dec-2009
Headline Total Penalty and Disgorgement
$3,510,000
Other Defendants in Action: