Defendant Name: Eben D. Miller

Defendant Type: Individual

Initial Case Details

Legal Case Name SEC v. Investools Inc., Michael J. Drew, and Eben D. Miller
First Document Date 10-Dec-2009
Initial Filing Format Civil Proceeding
Case Number 09-cv-02343
Allegation Type Securities Offering
Federal District Court District of Columbia, District of Columbia

Affiliations

Violations Alleged

Exchange Act
• Sec 10(b) + Rule 10b-5
Additionally, Investools Inc. is alleged to have controlled Eben D. Miller's violation of Sec 10(b) + Rule 10b-5 of the Exchange Act.

Resolutions

First Resolution Date 15-Dec-2009
Headline Total Penalty and Disgorgement $3,510,000

Related Documents:

comp21331 10-Dec-2009 Complaint
Complaint
court_doc4_09-cv-02343 15-Dec-2009 Court Docket Document
Final Judgment as to Defendant Eben D. Miller

Other Defendants in Action:

Investools Inc.
Michael J. Drew