Defendant Name: Richard A. Linden

Defendant Type: Individual

Initial Case Details

Legal Case Name SEC v. Merge Healthcare Incorporated, Richard Linden, and Scott Veech
First Document Date 04-Nov-2009
Initial Filing Format Civil Proceeding
Case Number 09-cv-01036
Allegation Type Issuer Reporting and Disclosure
Federal District Court Wisconsin, Eastern District of Wisconsin

Affiliations

Violations Alleged

Exchange Act
• Sec 10(b) + Rule 10b-5
• Rule 13a-14
• Sec 13(b)(5)
Securities Act
• Sec 17(a) (Not specified)
Other
• Rules 13b2-1, 13b2-2 Exchange Act

Related Violations Alleged

Richard A. Linden is alleged to have aided and abetted Merge Healthcare Incorporated's violation of Rule 12b-20 of the Exchange Act.
Richard A. Linden is alleged to have aided and abetted Merge Healthcare Incorporated's violation of Sec 13(a) of the Exchange Act.
Richard A. Linden is alleged to have aided and abetted Merge Healthcare Incorporated's violation of Rule 13a-1 of the Exchange Act.
Richard A. Linden is alleged to have aided and abetted Merge Healthcare Incorporated's violation of Rule 13a-11 of the Exchange Act.
Richard A. Linden is alleged to have aided and abetted Merge Healthcare Incorporated's violation of Rule 13a-13 of the Exchange Act.
Richard A. Linden is alleged to have aided and abetted Merge Healthcare Incorporated's violation of Sec 13(b)(2)(A) of the Exchange Act.
Richard A. Linden is alleged to have aided and abetted Merge Healthcare Incorporated's violation of Sec 13(b)(2)(B) of the Exchange Act.

Resolutions

Bars:
First Resolution Date 17-Nov-2009
Headline Total Penalty and Disgorgement $870,000

Related Documents:

complaint_09-cv-01036 04-Nov-2009 Complaint
Complaint
court_doc11_09-cv-01036 17-Nov-2009 Court Docket Document
Final Judgment as to Defendant Richard Linden

Other Defendants in Action:

Merge Healthcare Incorporated
Scott T. Veech

Related Actions:

In the Matter of Scott T. Veech, CPA
Scott T. Veech