Defendant Name: Scott T. Veech

Defendant Type: Individual

Initial Case Details

Legal Case Name In the Matter of Scott T. Veech, CPA
First Document Date 06-Jan-2010
Initial Filing Format Administrative Action
File Number 3-13737
Allegation Type Issuer Reporting and Disclosure
AAER 3096

Affiliations

Violations Alleged

Exchange Act
• Sec 10(b) + Rule 10b-5
• Rule 13a-14
• Sec 13(b)(5)
Securities Act
• Sec 17(a) (Not specified)
Other
• Rules 13b2-1, 13b2-2 Exchange Act

Related Violations Alleged

Scott T. Veech is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 12b-20 of the Exchange Act.
Scott T. Veech is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 13(a) of the Exchange Act.
Scott T. Veech is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 13a-1 of the Exchange Act.
Scott T. Veech is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 13a-11 of the Exchange Act.
Scott T. Veech is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 13a-13 of the Exchange Act.
Scott T. Veech is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 13(b)(2)(A) of the Exchange Act.
Scott T. Veech is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 13(b)(2)(B) of the Exchange Act.

Resolutions

Bars:
First Resolution Date 15-Apr-2014

Related Documents:

34-61301 06-Jan-2010 Administrative Proceeding
Order Instituting Administrative Proceedings Pursuant to Rule 102(e) of the Commission's Rules of Practice, Making Findings, and Imposing Remedial Sanctions
34-71951 15-Apr-2014 Administrative Proceeding
Order Granting Application for Reinstatement to Appear and Practice Before the Commission as an Accountant Responsible for the Preparation or Review of Financial Statements Required to be Filed with the Commission
The SEC stated: "it is . . . ORDERED . . . that Scott T. Veech, CPA is hereby reinstated to appear and practice before the Commission as an accountant responsible for the preparation or review of financial statements required to be filed with the Commission."

Related Actions:

SEC v. Merge Healthcare Incorporated, Richard Linden, and Scott Veech
Merge Healthcare Incorporated
Richard A. Linden
Scott T. Veech