Defendant Name: David Noble

Defendant Type: Individual

Initial Case Details

Legal Case Name SEC v. American Equity Investment Life Holding Company, David J. Nobel, and Wendy C. Waugaman
First Document Date 03-Mar-2010
Initial Filing Format Civil Proceeding
Case Number 10-cv-00087
Allegation Type Issuer Reporting and Disclosure
Federal District Court Iowa, Southern District of Iowa

Affiliations

Violations Alleged

Exchange Act
Sec 14(a)
Rule 14a-3
Rule 14a-9

Resolutions

First Resolution Date 04-Mar-2010
Headline Total Penalty and Disgorgement $900,000

Related Documents:

comp21431 03-Mar-2010 Complaint
Complaint
court_doc3_10-cv-00087 04-Mar-2010 Court Docket Document
Final Judgment as to Defendants American Equity Investment Life Holding Company, David J. Noble, and Wendy C. Waugaman

Other Defendants in Action: