Defendant Name:
David Noble
Defendant Type:
Individual
Initial Case Details
Legal Case Name
SEC v. American Equity Investment Life Holding Company, David J. Nobel, and Wendy C. Waugaman
First Document Date
03-Mar-2010
Initial Filing Format
Civil Proceeding
Case Number
10-cv-00087
Allegation Type
Issuer Reporting and Disclosure
Federal District Court
Iowa, Southern District of Iowa
Affiliations
- Current: Director—Chairman at American Equity Investment Life Holding Company
- Former: CEO at American Equity Investment Life Holding Company (Until January 1, 2009)
- Former: President at American Equity Investment Life Holding Company (Until January 1, 2009)
- Former: Treasurer at American Equity Investment Life Holding Company (Until January 1, 2009)
- Current: Founder at American Equity Investment Life Holding Company (From 1995)
Resolutions
First Resolution Date
04-Mar-2010
Headline Total Penalty and Disgorgement
$900,000
Other Defendants in Action:
