Defendant Name:
Wendy Waugaman
Defendant Type:
Individual
Initial Case Details
Legal Case Name
SEC v. American Equity Investment Life Holding Company, David J. Nobel, and Wendy C. Waugaman
First Document Date
03-Mar-2010
Initial Filing Format
Civil Proceeding
Case Number
10-cv-00087
Allegation Type
Issuer Reporting and Disclosure
Federal District Court
Iowa, Southern District of Iowa
Affiliations
- Current: Director—No Specific Position Named in Document at American Equity Investment Life Holding Company (From January 2, 2009)
- Current: CEO at American Equity Investment Life Holding Company (From January 2, 2009)
- Current: President at American Equity Investment Life Holding Company (From January 2, 2009)
- Former: CFO at American Equity Investment Life Holding Company (June 1999—January 1, 2009)
- Former: General Counsel at American Equity Investment Life Holding Company (June 1999—January 1, 2009)
Resolutions
First Resolution Date
04-Mar-2010
Headline Total Penalty and Disgorgement
$130,000
Other Defendants in Action:
