Defendant Name:
Wendy Waugaman
Defendant Type:
Individual
Document Reference:
court_doc3_10-cv-00087
Document Details
Legal Case Name
SEC v. American Equity Investment Life Holdings Company, David J. Noble, and Wendy C. Waugaman
Document Name
Final Judgment as to Defendants American Equity Investment Life Holding Company, David J. Noble, and Wendy C. Waugaman
Document Date
04-Mar-2010
Document Format
Civil Proceeding
Case Number
10-cv-00087
Federal District Court
Iowa, Southern District of Iowa
Federal District Judge
John A. Jarvey
Allegation Type
Issuer Reporting and Disclosure
Disgorgement & Penalty Information
Monetary Penalties:
Civil Penalty
Individual:
$130,000.00
Shared:
Other Defendants in Action:
