Defendant Name: Brixmor Property Group Inc.

Defendant Type: Public Company
SIC Code: 6798
CUSIP: 11120U10

Initial Case Details

Legal Case Name In the Matter of Brixmor Property Group Inc.
First Document Date 01-Aug-2019
Initial Filing Format Administrative Action
File Number 3-19300
Allegation Type Issuer Reporting and Disclosure
AAER 4061

Violations Alleged

Exchange Act
• Sec 10(b) + Rule 10b-5
• Rule 12b-20
• Sec 13(a)
• Rule 13a-1
• Rule 13a-11
• Rule 13a-13
Other
• Rule 100(b) Regulation G

Resolutions

First Resolution Date 01-Aug-2019
Headline Total Penalty and Disgorgement

See Related Documents

Related Documents:

34-86538 01-Aug-2019 Administrative Proceeding
Order Instituting Cease-and-Desist Proceedings Pursuant to Section 21C of the Securities Exchange Act of 1934, Making Findings, and Imposing a Cease-and-Desist Order
The Commission stated: "These proceedings arise from Brixmor's violations of the antifraud and books and records provisions of the Exchange Act."
2019-143 01-Aug-2019 Press Release--Administrative Proceeding
SEC Charges Brixmor Property Group Inc. and Former Senior Executives with Accounting Fraud
The Commission stated: "The Securities and Exchange Commission today charged Brixmor Property Group Inc., a publicly-traded real estate investment trust, and four former senior executives with fraud in connection with a scheme to manipulate a key non-GAAP metric relied on by analysts and investors to evaluate the company's financial performance. Brixmor has agreed to settle the Commission's charges and pay a $7 million penalty."

Related Actions:

SEC v. Michael A. Carroll, Michael V. Pappagallo, Steven A. Splain, and Michael Mortimer
Michael A. Carroll
Michael V. Pappagallo
Steven A. Splain
Michael Mortimer
In the Matter of Steven A. Splain, CPA
Steven A. Splain
In the Matter of Michael Mortimer
Michael Mortimer