Defendant Name:
Michael Mortimer
Defendant Type:
Individual
Initial Case Details
Legal Case Name
SEC v. Michael A. Carroll, Michael V. Pappagallo, Steven A. Splain, and Michael Mortimer
First Document Date
01-Aug-2019
Initial Filing Format
Civil Proceeding
Case Number
19-cv-07199
Allegation Type
Issuer Reporting and Disclosure
Federal District Court
New York, Southern District of New York
Affiliations
- Former: Senior Vice President at Brixmor Property Group Inc. (October 2013—February 8, 2016)
Related Violations Alleged
Michael Mortimer is alleged to have aided and abetted
Michael A. Carroll's violation of Sec 10(b) + Rule 10b-5 of the Exchange Act.
Michael Mortimer is alleged to have aided and abetted
Michael V. Pappagallo's violation of Sec 10(b) + Rule 10b-5 of the Exchange Act.
Michael Mortimer is alleged to have aided and abetted
Steven A. Splain's violation of Sec 10(b) + Rule 10b-5 of the Exchange Act.
Resolutions
Bars:
- Bar from acting as Director or Officer of a public company (of unspecified duration)
First Resolution Date
02-Aug-2019
Other Defendants in Action:
