Defendant Name:
Michael Mortimer
Defendant Type:
Individual
Document Reference:
court_doc9_19-cv-07199
Document Details
Legal Case Name
SEC v. Michael A. Carroll, Michael V. Pappagallo, Steven A. Splain, and Michael Mortimer
Document Name
Judgment as to Defendant Michael Mortimer
Document Date
02-Aug-2019
Document Format
Civil Proceeding
Case Number
19-cv-07199
Federal District Court
New York, Southern District of New York
Allegation Type
Issuer Reporting and Disclosure
Disgorgement & Penalty Information
Bars:
- Bar from acting as Director or Officer of a public company (of unspecified duration)
Other Defendants in Action:
