Defendant Name:
Blount Parrish & Co., Inc.
Defendant Type:
Other
Initial Case Details
Legal Case Name
SEC v. Larry P. Langford, William B. Blount, Blount Parrish & Co., Inc, and Albert W. LaPierre
First Document Date
30-Apr-2008
Initial Filing Format
Civil Proceeding
Case Number
08-cv-00761
Allegation Type
Municipal Securities & Public Pensions
Federal District Court
Alabama, Northern District of Alabama
Violations Alleged
•
Sec 17(a) (Not specified)
•
Section 15B(c)(1) Exchange Act; Rules G-17, G-20 MSRB
Additionally,
Albert W. LaPierre is alleged to have aided and abetted Blount Parrish & Co., Inc.'s violation of Sec 10(b) + Rule 10b-5 of the Exchange Act.
Albert W. LaPierre is alleged to have aided and abetted Blount Parrish & Co., Inc.'s violation of Sec 17(a) (Not specified) of the Securities Act.
Albert W. LaPierre is alleged to have aided and abetted Blount Parrish & Co., Inc.'s violation of Section 15B(c)(1) Exchange Act; Rules G-17, G-20 MSRB.
Resolutions
First Resolution Date
14-Jul-2010
Other Defendants in Action:
