Defendant Name: Blount Parrish & Co., Inc.

Defendant Type: Other

Initial Case Details

Legal Case Name SEC v. Larry P. Langford, William B. Blount, Blount Parrish & Co., Inc, and Albert W. LaPierre
First Document Date 30-Apr-2008
Initial Filing Format Civil Proceeding
Case Number 08-cv-00761
Allegation Type Municipal Securities & Public Pensions
Federal District Court Alabama, Northern District of Alabama

Violations Alleged

Exchange Act
Sec 10(b) + Rule 10b-5
Securities Act
Sec 17(a)(1)
Sec 17(a)(2)
Sec 17(a)(3)
Sec 17(a) (Not specified)
Other
Section 15B(c)(1) Exchange Act; Rules G-17, G-20 MSRB
Additionally, Albert W. LaPierre is alleged to have aided and abetted Blount Parrish & Co., Inc.'s violation of Sec 10(b) + Rule 10b-5 of the Exchange Act.
Albert W. LaPierre is alleged to have aided and abetted Blount Parrish & Co., Inc.'s violation of Sec 17(a) (Not specified) of the Securities Act.
Albert W. LaPierre is alleged to have aided and abetted Blount Parrish & Co., Inc.'s violation of Section 15B(c)(1) Exchange Act; Rules G-17, G-20 MSRB.

Resolutions

First Resolution Date 14-Jul-2010

Related Documents:

complaint_08-cv-00761 30-Apr-2008 Complaint
Complaint
court_doc53_08-cv-00761 14-Jul-2010 Court Docket Document
Final Judgment of Permanent Injunction and Other Relief as to Defendant Blount Parrish & Co., Inc.

Other Defendants in Action:

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