Defendant Name:
Albert W. LaPierre
Defendant Type:
Individual
Initial Case Details
Legal Case Name
SEC v. Larry P. Langford, William B. Blount, Blount Parrish & Co., Inc, and Albert W. LaPierre
First Document Date
30-Apr-2008
Initial Filing Format
Civil Proceeding
Case Number
08-cv-00761
Allegation Type
Municipal Securities & Public Pensions
Federal District Court
Alabama, Northern District of Alabama
Affiliations
- Former: Consultant at Blount Parrish & Co., Inc. (2003—2004)
Violations Alleged
•
Sec 17(a) (Not specified)
•
Section 15B(c)(1) Exchange Act; Rules G-17, G-20 MSRB
Related Violations Alleged
Albert W. LaPierre is alleged to have aided and abetted
Blount Parrish & Co., Inc.'s violation of Sec 10(b) + Rule 10b-5 of the Exchange Act.
Albert W. LaPierre is alleged to have aided and abetted
William B. Blount's violation of Sec 10(b) + Rule 10b-5 of the Exchange Act.
Albert W. LaPierre is alleged to have aided and abetted
Blount Parrish & Co., Inc.'s violation of Sec 17(a) (Not specified) of the Securities Act.
Albert W. LaPierre is alleged to have aided and abetted
William B. Blount's violation of Sec 17(a) (Not specified) of the Securities Act.
Albert W. LaPierre is alleged to have aided and abetted
Blount Parrish & Co., Inc.'s violation of Section 15B(c)(1) Exchange Act; Rules G-17, G-20 MSRB.
Albert W. LaPierre is alleged to have aided and abetted
William B. Blount's violation of Section 15B(c)(1) Exchange Act; Rules G-17, G-20 MSRB.
Resolutions
First Resolution Date
14-Jul-2010
Other Defendants in Action:
