Defendant Name: William C. Taylor

Defendant Type: Individual

Initial Case Details

Legal Case Name SEC v. MiMedx Group, Inc., Parker H. Petit, William C. Taylor, Michael J. Senken
First Document Date 26-Nov-2019
Initial Filing Format Civil Proceeding
Case Number 19-cv-10927
Allegation Type Issuer Reporting and Disclosure
Federal District Court New York, Southern District of New York

Affiliations

Violations Alleged

Exchange Act
• Sec 10(b) + Rule 10b-5
• Sec 13(b)(5)
Securities Act
• Sec 17(a) (Not specified)
Other
• Rules 13b2-1, 13b2-2 Exchange Act

Related Violations Alleged

William C. Taylor is alleged to have aided and abetted MiMedx Group, Inc.'s violation of Sec 10(b) + Rule 10b-5 of the Exchange Act.
William C. Taylor is alleged to have controlled MiMedx Group, Inc.'s violation of Sec 10(b) + Rule 10b-5 of the Exchange Act.
William C. Taylor is alleged to have aided and abetted MiMedx Group, Inc.'s violation of Rule 12b-20 of the Exchange Act.
William C. Taylor is alleged to have controlled MiMedx Group, Inc.'s violation of Rule 12b-20 of the Exchange Act.
William C. Taylor is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 12b-20 of the Exchange Act.
William C. Taylor is alleged to have controlled an unidentified individual or entity's violation of Rule 12b-20 of the Exchange Act.
William C. Taylor is alleged to have aided and abetted MiMedx Group, Inc.'s violation of Sec 13(a) of the Exchange Act.
William C. Taylor is alleged to have controlled MiMedx Group, Inc.'s violation of Sec 13(a) of the Exchange Act.
William C. Taylor is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 13(a) of the Exchange Act.
William C. Taylor is alleged to have controlled an unidentified individual or entity's violation of Sec 13(a) of the Exchange Act.
William C. Taylor is alleged to have aided and abetted MiMedx Group, Inc.'s violation of Rule 13a-1 of the Exchange Act.
William C. Taylor is alleged to have controlled MiMedx Group, Inc.'s violation of Rule 13a-1 of the Exchange Act.
William C. Taylor is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 13a-1 of the Exchange Act.
William C. Taylor is alleged to have controlled an unidentified individual or entity's violation of Rule 13a-1 of the Exchange Act.
William C. Taylor is alleged to have aided and abetted MiMedx Group, Inc.'s violation of Rule 13a-11 of the Exchange Act.
William C. Taylor is alleged to have controlled MiMedx Group, Inc.'s violation of Rule 13a-11 of the Exchange Act.
William C. Taylor is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 13a-11 of the Exchange Act.
William C. Taylor is alleged to have controlled an unidentified individual or entity's violation of Rule 13a-11 of the Exchange Act.
William C. Taylor is alleged to have aided and abetted MiMedx Group, Inc.'s violation of Rule 13a-13 of the Exchange Act.
William C. Taylor is alleged to have controlled MiMedx Group, Inc.'s violation of Rule 13a-13 of the Exchange Act.
William C. Taylor is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 13a-13 of the Exchange Act.
William C. Taylor is alleged to have controlled an unidentified individual or entity's violation of Rule 13a-13 of the Exchange Act.
William C. Taylor is alleged to have controlled MiMedx Group, Inc.'s violation of Sec 13(b)(2)(A) of the Exchange Act.
William C. Taylor is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 13(b)(2)(A) of the Exchange Act.
William C. Taylor is alleged to have controlled an unidentified individual or entity's violation of Sec 13(b)(2)(A) of the Exchange Act.
William C. Taylor is alleged to have controlled MiMedx Group, Inc.'s violation of Sec 13(b)(2)(B) of the Exchange Act.
William C. Taylor is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 13(b)(2)(B) of the Exchange Act.
William C. Taylor is alleged to have controlled an unidentified individual or entity's violation of Sec 13(b)(2)(B) of the Exchange Act.
William C. Taylor is alleged to have aided and abetted MiMedx Group, Inc.'s violation of Sec 17(a) (Not specified) of the Securities Act.
William C. Taylor is alleged to have aided and abetted MiMedx Group, Inc.'s violation of Section 13(b) Exchange Act.

Resolutions

Bars:
First Resolution Date 06-Jun-2023
Headline Total Penalty and Disgorgement $826,999

Related Documents:

comp24678 26-Nov-2019 Complaint
Complaint and Jury Demand
court_doc118_19-cv-10927 06-Jun-2023 Court Docket Document
Final Judgment as to Defendant William C. Taylor

Other Defendants in Action:

MiMedx Group, Inc.
Parker H. Petit
Michael J. Senken

Related Actions:

In the Matter of Paul L. Chancey, Jr., CPA
Paul L. Chancey, Jr. CPA
In the Matter of Michael J. Senken
Michael J. Senken