Securities Enforcement Empirical Database (SEED)

Defendant Name: Michael J. Senken

Defendant Type: Individual

Initial Case Details

Legal Case Name SEC v. MiMedx Group, Inc., Parker H. Petit, William C. Taylor, Michael J. Senken

First Document Date 26-Nov-2019

Initial Filing Format Civil Proceeding

Case Number 19-cv-10927

Allegation Type Issuer Reporting and Disclosure

Federal District Court New York, Southern District of New York

Affiliations

Former: CFO at MiMedx Group, Inc. (2011—June 2018)

Violations Alleged

Exchange Act

• Sec 10(b) + Rule 10b-5

• Rule 13a-14

• Sec 13(b)(5)

Securities Act

• Sec 17(a)(2)

• Sec 17(a)(3)

• Sec 17(a) (Not specified)

Other

• Sec 304(a) Sarbanes-Oxley Act

• Rules 13b2-1, 13b2-2 Exchange Act

Related Violations Alleged

Michael J. Senken is alleged to have aided and abetted MiMedx Group, Inc.'s violation of Sec 10(b) + Rule 10b-5 of the Exchange Act.

Michael J. Senken is alleged to have aided and abetted MiMedx Group, Inc.'s violation of Rule 12b-20 of the Exchange Act.

Michael J. Senken is alleged to have aided and abetted MiMedx Group, Inc.'s violation of Sec 13(a) of the Exchange Act.

Michael J. Senken is alleged to have aided and abetted MiMedx Group, Inc.'s violation of Rule 13a-1 of the Exchange Act.

Michael J. Senken is alleged to have aided and abetted MiMedx Group, Inc.'s violation of Rule 13a-11 of the Exchange Act.

Michael J. Senken is alleged to have aided and abetted MiMedx Group, Inc.'s violation of Rule 13a-13 of the Exchange Act.

Michael J. Senken is alleged to have aided and abetted MiMedx Group, Inc.'s violation of Sec 17(a) (Not specified) of the Securities Act.

Resolutions

First Resolution Date 10-Aug-2023

Headline Total Penalty and Disgorgement

See Related Documents

Other Defendants in Action:

MiMedx Group, Inc.

Parker H. Petit

William C. Taylor

Related Actions:

In the Matter of Paul L. Chancey, Jr., CPA

Paul L. Chancey, Jr. CPA

In the Matter of Michael J. Senken

Michael J. Senken