Defendant Name:
Hong Liang Lu
Defendant Type:
Individual
Initial Case Details
Legal Case Name
In the Matter of UTStarcom, Inc., Hong Liang Lu and Michael J. Sophie
First Document Date
01-May-2008
Initial Filing Format
Administrative Action
File Number
3-13031
Allegation Type
Issuer Reporting and Disclosure
AAER
2821
Affiliations
- Current: Director—No Specific Position Named in Document at UTStarcom, Inc. (From 1995)
- Current: CEO at UTStarcom, Inc. (From 1995)
- Current: Founder at UTStarcom, Inc.
Related Violations Alleged
Hong Liang Lu is alleged to have caused
UTStarcom, Inc.'s violation of Sec 13(a) of the Exchange Act.
Hong Liang Lu is alleged to have caused
UTStarcom, Inc.'s violation of Rule 13a-1 of the Exchange Act.
Hong Liang Lu is alleged to have caused
UTStarcom, Inc.'s violation of Rule 13a-13 of the Exchange Act.
Hong Liang Lu is alleged to have caused
UTStarcom, Inc.'s violation of Sec 13(b)(2)(A) of the Exchange Act.
Hong Liang Lu is alleged to have caused
UTStarcom, Inc.'s violation of Sec 13(b)(2)(B) of the Exchange Act.
Resolutions
First Resolution Date
01-May-2008
Other Defendants in Action:
