Defendant Name: Hong Liang Lu

Defendant Type: Individual

Initial Case Details

Legal Case Name SEC v. Hong Liang Lu and Michael J. Sophie
First Document Date 08-May-2008
Initial Filing Format Civil Proceeding
Case Number 08-cv-02262
Allegation Type Issuer Reporting and Disclosure
Federal District Court California, Northern District of California

Affiliations

Violations Alleged

Exchange Act
Rule 13a-14

Resolutions

First Resolution Date
Headline Total Penalty and Disgorgement $175,000

Related Documents:

comp20548 08-May-2008 Complaint
Complaint
court_doc7_08-cv-02262 13-May-2008 Court Docket Document
Final Judgment as to Defendants Hong Liang Lu and Michael J. Sophie

Other Defendants in Action:

Related Actions:

SEC v. UTStarcom, Inc.
In the Matter of UTStarcom, Inc., Hong Liang Lu and Michael J. Sophie