Defendant Name: James P. Rigas

Defendant Type: Individual

Initial Case Details

Legal Case Name SEC v. Adelphia Communications Corporation, John J. Rigas, Tmothy J. Rigas, Michael J. Rigas, James P. Rigas, James R. Brown, and Michael C. Mulcahey
First Document Date 24-Jul-2002
Initial Filing Format Civil Proceeding
Case Number 02-cv-05776
Allegation Type Issuer Reporting and Disclosure
Federal District Court New York, Southern District of New York

Affiliations

Violations Alleged

Exchange Act
Sec 10(b) + Rule 10b-5
Securities Act
Sec 17(a) (Not specified)

Related Violations Alleged

James P. Rigas is alleged to have controlled Adelphia Communications Corp.'s violation of Rule 12b-20 of the Exchange Act.
James P. Rigas is alleged to have controlled Adelphia Communications Corp.'s violation of Sec 13(a) of the Exchange Act.
James P. Rigas is alleged to have controlled Adelphia Communications Corp.'s violation of Rule 13a-1 of the Exchange Act.
James P. Rigas is alleged to have controlled Adelphia Communications Corp.'s violation of Rule 13a-13 of the Exchange Act.
James P. Rigas is alleged to have controlled Adelphia Communications Corp.'s violation of Sec 13(b)(2)(A) of the Exchange Act.
James P. Rigas is alleged to have controlled Adelphia Communications Corp.'s violation of Sec 13(b)(2)(B) of the Exchange Act.

Resolutions

First Resolution Date

Related Documents:

complaint_02-cv-05776 24-Jul-2002 Complaint
Complaint

Other Defendants in Action:

Related Actions:

In the Matter of Gregory M. Dearlove, CPA
Gregory M. Dearlove