Defendant Name: James R. Brown

Defendant Type: Individual

Initial Case Details

Legal Case Name SEC v. Adelphia Communications Corporation, John J. Rigas, Tmothy J. Rigas, Michael J. Rigas, James P. Rigas, James R. Brown, and Michael C. Mulcahey
First Document Date 24-Jul-2002
Initial Filing Format Civil Proceeding
Case Number 02-cv-05776
Allegation Type Issuer Reporting and Disclosure
Federal District Court New York, Southern District of New York

Affiliations

Violations Alleged

Exchange Act
• Sec 10(b) + Rule 10b-5
• Sec 13(b)(5)
Securities Act
• Sec 17(a) (Not specified)
Other
• Rules 13b2-1, 13b2-2 Exchange Act

Related Violations Alleged

James R. Brown is alleged to have controlled Adelphia Communications Corp.'s violation of Rule 12b-20 of the Exchange Act.
James R. Brown is alleged to have controlled Adelphia Communications Corp.'s violation of Sec 13(a) of the Exchange Act.
James R. Brown is alleged to have controlled Adelphia Communications Corp.'s violation of Rule 13a-1 of the Exchange Act.
James R. Brown is alleged to have controlled Adelphia Communications Corp.'s violation of Rule 13a-13 of the Exchange Act.
James R. Brown is alleged to have controlled Adelphia Communications Corp.'s violation of Sec 13(b)(2)(A) of the Exchange Act.
James R. Brown is alleged to have controlled Adelphia Communications Corp.'s violation of Sec 13(b)(2)(B) of the Exchange Act.

Resolutions

First Resolution Date

Related Documents:

complaint_02-cv-05776 24-Jul-2002 Complaint
Complaint

Other Defendants in Action:

Adelphia Communications Corp.
John J. Rigas
Timothy J. Rigas
Michael J. Rigas
James P. Rigas
Michael C. Mulcahey

Related Actions:

In the Matter of Gregory M. Dearlove, CPA
Gregory M. Dearlove