Defendant Name: John R. Glushko

Defendant Type: Individual

Initial Case Details

Legal Case Name SEC v. Competitive Technologies, Inc., Chauncey D. Steele, John R. Glushko, Thomas C. Kocherhans, Richard A. Kwak, Sheldon A. Strauss, Stephen J. Wilson and Frank R. McPike
First Document Date 11-Aug-2004
Initial Filing Format Civil Proceeding
Case Number 04-cv-01331
Allegation Type Market Manipulation
Federal District Court Connecticut, District of Connecticut

Affiliations

Violations Alleged

Exchange Act
• Sec 10(b) + Rule 10b-5
Securities Act
• Sec 17(a) (Not specified)
Other
• Section 9(a) Exchange Act

Related Violations Alleged

John R. Glushko is alleged to have aided and abetted Chauncey D. Steele's violation of Sec 10(b) + Rule 10b-5 of the Exchange Act.
John R. Glushko is alleged to have aided and abetted Chauncey D. Steele's violation of Section 9(a) Exchange Act.

Resolutions

First Resolution Date 26-Oct-2007
Headline Total Penalty and Disgorgement $18,308

Related Documents:

complaint_04-cv-01331 11-Aug-2004 Complaint
Complaint
court_doc217_04-cv-01331 26-Oct-2007 Court Docket Document
Final Judgment of Permanent Injunction, Disgorgement and Other Relief as to Defendant John R. Glushko

Other Defendants in Action:

Competitive Technologies, Inc.
Chauncey D. Steele
Thomas C. Kocherhans
Richard A. Kwak
Sheldon A. Strauss
Stephen J. Wilson
Frank R. McPike

Related Actions:

In the Matter of John R. Glushko
John R. Glushko