Defendant Name: Frank R. McPike

Defendant Type: Individual

Initial Case Details

Legal Case Name SEC v. Competitive Technologies, Inc., Chauncey D. Steele, John R. Glushko, Thomas C. Kocherhans, Richard A. Kwak, Sheldon A. Strauss, Stephen J. Wilson and Frank R. McPike
First Document Date 11-Aug-2004
Initial Filing Format Civil Proceeding
Case Number 04-cv-01331
Allegation Type Market Manipulation
Federal District Court Connecticut, District of Connecticut

Affiliations

Violations Alleged

Exchange Act
Sec 10(b) + Rule 10b-5
Other
Sec 9(a) Exchange Act

Related Violations Alleged

Frank R. McPike is alleged to have aided and abetted Chauncey D. Steele's violation of Sec 10(b) + Rule 10b-5 of the Exchange Act.
Frank R. McPike is alleged to have aided and abetted Chauncey D. Steele's violation of Sec 9(a) Exchange Act.

Resolutions

First Resolution Date 31-Oct-2007

Related Documents:

complaint_04-cv-01331 11-Aug-2004 Complaint
Complaint
court_doc234_04-cv-01331 31-Oct-2007 Court Docket Document
Final Judgment of Permanent Injunction and Other Relief as to Defendant Frank R. McPike

Other Defendants in Action:

Related Actions:

In the Matter of John R. Glushko
John R. Glushko