Defendant Name:
Frank R. McPike
Defendant Type:
Individual
Document Reference:
court_doc234_04-cv-01331
Document Details
Legal Case Name
SEC v. Competitive Technologies, Inc., Chauncey D. Steele, John R. Glushko, Thomas C. Kocherhans, Richard A. Kwak, Sheldon A. Strauss, Stephen J. Wilson, and Frank R. McPike
Document Name
Final Judgment of Permanent Injunction and Other Relief as to Defendant Frank R. McPike
Document Date
31-Oct-2007
Document Format
Civil Proceeding
Case Number
04-cv-01331
Federal District Court
Connecticut, District of Connecticut
Allegation Type
Market Manipulation
Disgorgement & Penalty Information
Resolutions
Enjoinment
The Court stated: "upon motion of the Commission, the Court shall determine whether it is appropriate to enter an order . . . barring McPike from serving as an officer or director of any issuer required to file reports with the Commission . . . for a period of five years or less."
Monetary Penalties:
Civil Penalty
Individual:
$60,000.00
Shared:
Other Defendants in Action:
