Defendant Name: Jatindar Kapur, CPA

Defendant Type: Individual

Initial Case Details

Legal Case Name In the Matter of Jatindar Kapur, CPA
First Document Date 05-Dec-2019
Initial Filing Format Administrative Action
File Number 3-19613
Allegation Type Issuer Reporting and Disclosure
AAER 4106

Affiliations

Violations Alleged

Exchange Act
Sec 13(b)(5)
Securities Act
Sec 17(a)(2)
Sec 17(a)(3)
Other
Section 4C Exchange Act; Rule 102(e)(1)(iii) Commission?s Rules of Practice

Related Violations Alleged

Jatindar Kapur, CPA is alleged to have aided and abetted Hertz Global Holdings, Inc.'s violation of Rule 12b-20 of the Exchange Act (willfully/knowingly).
Jatindar Kapur, CPA is alleged to have aided and abetted The Hertz Corporation's violation of Rule 12b-20 of the Exchange Act (willfully/knowingly).
Jatindar Kapur, CPA is alleged to have aided and abetted Hertz Global Holdings, Inc.'s violation of Sec 13(a) of the Exchange Act (willfully/knowingly).
Jatindar Kapur, CPA is alleged to have aided and abetted Hertz Global Holdings, Inc.'s violation of Rule 13a-1 of the Exchange Act (willfully/knowingly).
Jatindar Kapur, CPA is alleged to have aided and abetted Hertz Global Holdings, Inc.'s violation of Rule 13a-11 of the Exchange Act (willfully/knowingly).
Jatindar Kapur, CPA is alleged to have aided and abetted Hertz Global Holdings, Inc.'s violation of Rule 13a-13 of the Exchange Act (willfully/knowingly).
Jatindar Kapur, CPA is alleged to have aided and abetted Hertz Global Holdings, Inc.'s violation of Sec 13(b)(2)(A) of the Exchange Act (willfully/knowingly).
Jatindar Kapur, CPA is alleged to have aided and abetted The Hertz Corporation's violation of Sec 13(b)(2)(A) of the Exchange Act (willfully/knowingly).
Jatindar Kapur, CPA is alleged to have aided and abetted Hertz Global Holdings, Inc.'s violation of Sec 13(b)(2)(B) of the Exchange Act (willfully/knowingly).
Jatindar Kapur, CPA is alleged to have aided and abetted The Hertz Corporation's violation of Sec 13(b)(2)(B) of the Exchange Act (willfully/knowingly).
Jatindar Kapur, CPA is alleged to have aided and abetted The Hertz Corporation's violation of Sec 15(d) of the Exchange Act (willfully/knowingly).
Jatindar Kapur, CPA is alleged to have aided and abetted The Hertz Corporation's violation of Rules 15d-1, 15d-11, 15d-13 Exchange Act (willfully/knowingly).

Resolutions

Bars:
First Resolution Date 05-Dec-2019
Headline Total Penalty and Disgorgement $97,608

Related Documents:

33-10731 05-Dec-2019 Administrative Proceeding
Order Instituting Public Administrative and Cease-and-Desist Proceedings Pursuant to Section 8A of the Securities Act of 1933, Section 4C and 21C of the Securities Exchange Act of 1934 and Rule 102(e) of the Commission's Rules of Practice, Making Findings, and Imposing Remedial Sanctions and a Cease-and-Desist Order

Related Actions:

In the Matter of Hertz Global Holdings, Inc. and The Hertz Corporation
SEC v. Mark P. Frissora