Defendant Name:
Mark P. Frissora
Defendant Type:
Individual
Initial Case Details
Legal Case Name
SEC v. Mark P. Frissora
First Document Date
13-Aug-2020
Initial Filing Format
Civil Proceeding
Case Number
20-cv-10453
Allegation Type
Issuer Reporting and Disclosure
Federal District Court
New Jersey, District of New Jersey
Affiliations
- Former: Director—Chairman at Hertz Global Holdings, Inc. (July 2006—September 2014)
- Former: CEO at Hertz Global Holdings, Inc. (July 2006—September 2014)
Violations Alleged
•
Sec 304(a) Sarbanes-Oxley Act
Related Violations Alleged
Mark P. Frissora is alleged to have aided and abetted Hertz Global Holdings, Inc.'s violation of Rule 12b-20 of the Exchange Act.
Mark P. Frissora is alleged to have aided and abetted The Hertz Corporation's violation of Rule 12b-20 of the Exchange Act.
Mark P. Frissora is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 12b-20 of the Exchange Act.
Mark P. Frissora is alleged to have aided and abetted Hertz Global Holdings, Inc.'s violation of Sec 13(a) of the Exchange Act.
Mark P. Frissora is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 13(a) of the Exchange Act.
Mark P. Frissora is alleged to have aided and abetted Hertz Global Holdings, Inc.'s violation of Rule 13a-1 of the Exchange Act.
Mark P. Frissora is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 13a-1 of the Exchange Act.
Mark P. Frissora is alleged to have aided and abetted Hertz Global Holdings, Inc.'s violation of Rule 13a-11 of the Exchange Act.
Mark P. Frissora is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 13a-11 of the Exchange Act.
Mark P. Frissora is alleged to have aided and abetted Hertz Global Holdings, Inc.'s violation of Rule 13a-13 of the Exchange Act.
Mark P. Frissora is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 13a-13 of the Exchange Act.
Mark P. Frissora is alleged to have aided and abetted Hertz Global Holdings, Inc.'s violation of Sec 13(b)(2)(A) of the Exchange Act.
Mark P. Frissora is alleged to have aided and abetted The Hertz Corporation's violation of Sec 13(b)(2)(A) of the Exchange Act.
Mark P. Frissora is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 13(b)(2)(A) of the Exchange Act.
Mark P. Frissora is alleged to have aided and abetted The Hertz Corporation's violation of Sec 15(d) of the Exchange Act.
Mark P. Frissora is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 15(d) of the Exchange Act.
Mark P. Frissora is alleged to have aided and abetted The Hertz Corporation's violation of Rules 15d-1, 15d-11, 15d-13 Exchange Act.
Resolutions
First Resolution Date
26-Aug-2020
Headline Total Penalty and Disgorgement
$2,182,655
