Defendant Name: StoneMor Partners L.P.

Defendant Type: Public Company
SIC Code: 6553
CUSIP: 86183Q10

Initial Case Details

Legal Case Name In the Matter of StoneMor Partners L.P. and StoneMor GP LLC
First Document Date 12-Dec-2019
Initial Filing Format Administrative Action
File Number 3-19616
Allegation Type Issuer Reporting and Disclosure
AAER 4107

Violations Alleged

Exchange Act
• Rule 12b-20
• Sec 13(a)
• Rule 13a-1
• Rule 13a-11
• Rule 13a-13
• Sec 13(b)(2)(A)
• Sec 13(b)(2)(B)
Additionally, StoneMor GP LLC is alleged to have caused StoneMor Partners L.P.'s violation of Rule 12b-20 of the Exchange Act.
StoneMor GP LLC is alleged to have caused StoneMor Partners L.P.'s violation of Sec 13(a) of the Exchange Act.
StoneMor GP LLC is alleged to have caused StoneMor Partners L.P.'s violation of Rule 13a-1 of the Exchange Act.
StoneMor GP LLC is alleged to have caused StoneMor Partners L.P.'s violation of Rule 13a-11 of the Exchange Act.
StoneMor GP LLC is alleged to have caused StoneMor Partners L.P.'s violation of Rule 13a-13 of the Exchange Act.
StoneMor GP LLC is alleged to have caused StoneMor Partners L.P.'s violation of Sec 13(b)(2)(A) of the Exchange Act.
StoneMor GP LLC is alleged to have caused StoneMor Partners L.P.'s violation of Sec 13(b)(2)(B) of the Exchange Act.

Resolutions

First Resolution Date 12-Dec-2019

Related Documents:

34-87732 12-Dec-2019 Administrative Proceeding
Order Instituting Cease-and-Desist Proceedings Pursuant to Section 21C of the Securities Exchange Act of 1934, Making Findings, and Imposing a Cease-and-Desist Order
On December 12, 2019, the SEC instituted settled cease-and-desist proceedings against StoneMor Partners L.P. and StoneMor GP LLC. The SEC stated: "These proceedings involve violations of the reporting, books and records, internal accounting controls and related provisions of the federal securities laws by StoneMor Partners L.P. ("StoneMor"), a publicly traded master limited partnership ("MLP") and owner and operator of cemeteries and funeral homes throughout the United States, and its general partner, StoneMor GP LLC (the "General Partner")."
34-87732-s 12-Dec-2019 Administrative Summary
SEC Charges Cemetery and Funeral Home Operator and Its General Partner with Disclosure Failures
The SEC stated that: "[I]t charged StoneMor Partners L.P. (StoneMor), a Pennsylvania-based owner and operator of cemeteries and funeral homes, and its general partner, StoneMor GP LLC (StoneMor GP), with failing adequately to disclose material liquidity problems and making misstatements in its financial statements."

Other Defendants in Action:

StoneMor GP LLC