Defendant Name: StoneMor GP LLC

Defendant Type: Other

Initial Case Details

Legal Case Name In the Matter of StoneMor Partners L.P. and StoneMor GP LLC
First Document Date 12-Dec-2019
Initial Filing Format Administrative Action
File Number 3-19616
Allegation Type Issuer Reporting and Disclosure
AAER 4107

Violations Alleged

Related Violations Alleged

StoneMor GP LLC is alleged to have caused StoneMor Partners L.P.'s violation of Rule 12b-20 of the Exchange Act.
StoneMor GP LLC is alleged to have caused StoneMor Partners L.P.'s violation of Sec 13(a) of the Exchange Act.
StoneMor GP LLC is alleged to have caused StoneMor Partners L.P.'s violation of Rule 13a-1 of the Exchange Act.
StoneMor GP LLC is alleged to have caused StoneMor Partners L.P.'s violation of Rule 13a-11 of the Exchange Act.
StoneMor GP LLC is alleged to have caused StoneMor Partners L.P.'s violation of Rule 13a-13 of the Exchange Act.
StoneMor GP LLC is alleged to have caused StoneMor Partners L.P.'s violation of Sec 13(b)(2)(A) of the Exchange Act.
StoneMor GP LLC is alleged to have caused StoneMor Partners L.P.'s violation of Sec 13(b)(2)(B) of the Exchange Act.

Resolutions

First Resolution Date 12-Dec-2019
Headline Total Penalty and Disgorgement $250,000

Related Documents:

34-87732 12-Dec-2019 Administrative Proceeding
Order Instituting Cease-and-Desist Proceedings Pursuant to Section 21C of the Securities Exchange Act of 1934, Making Findings, and Imposing a Cease-and-Desist Order
On December 12, 2019, the SEC instituted settled cease-and-desist proceedings against StoneMor Partners L.P. and StoneMor GP LLC. The SEC stated: "These proceedings involve violations of the reporting, books and records, internal accounting controls and related provisions of the federal securities laws by StoneMor Partners L.P. ("StoneMor"), a publicly traded master limited partnership ("MLP") and owner and operator of cemeteries and funeral homes throughout the United States, and its general partner, StoneMor GP LLC (the "General Partner")."

Other Defendants in Action:

StoneMor Partners L.P.