Defendant Name: Bainbridge Group Inc.

Defendant Type: Other

Initial Case Details

Legal Case Name SEC v. Igor Cornelsen and Bainbridge Group Inc.
First Document Date 30-Nov-2012
Initial Filing Format Civil Proceeding
Case Number 12-cv-08712
Allegation Type Insider Trading
Federal District Court New York, Southern District of New York

Violations Alleged

Exchange Act
• Sec 10(b) + Rule 10b-5
• Sec 14(e) + Rule 14-e3

Resolutions

First Resolution Date 11-Dec-2012
Headline Total Penalty and Disgorgement $1,681,090

Related Documents:

complaint_12-cv-08712 30-Nov-2012 Complaint
Complaint
The SEC stated: "This case involves insider trading by the Defendants in the securities of Burger King Holdings, Inc. in advance of Burger King's September 2, 2010 announcement that it would be acquired by affiliates of 3G Capital Partners Ltd."
court_doc7_12-cv-08712 11-Dec-2012 Court Docket Document
Final Judgment as to Defendants Igor Cornelsen and Bainbridge Group Inc.
The Court stated: "The SEC having filed a Complaint and Defendants...having entered a general appearance; consented to the Court's jurisdiction over Defendants...consented to entry of this Final Judgment without admitting or denying the allegations of the Complaint...waived findings of fact and conclusions of law; and waived any right to appeal from this Final Judgment:..."

Other Defendants in Action:

Igor Cornelsen

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