Defendant Name:
Waldyr Da Silva Prado Neto
Defendant Type:
Individual
Initial Case Details
Legal Case Name
In the Matter of Waldyr Da Silva Prado Neto
First Document Date
23-Jan-2014
Initial Filing Format
Administrative Action
File Number
3-15683
Allegation Type
Broker Dealer
Affiliations
- Former: Representative at Wells Fargo Advisors, LLC
Resolutions
Bars:
- Bar on association with a broker, dealer, investment adviser, municipal securities dealer, municipal advisor, transfer agent, or nationally recognized statistical rating organization (of permanent duration)
First Resolution Date
20-May-2014
