Defendant Name: National Lampoon, Inc.

Defendant Type: Public Company
SIC Code: 7819
CUSIP: 63663710

Initial Case Details

Legal Case Name SEC v. National Lampoon, Inc., Daniel S. Laikin, Dennis S. Barsky, Eduardo Rodriguez and Tim Dougherty
First Document Date 15-Dec-2008
Initial Filing Format Civil Proceeding
Case Number 08-cv-05790
Allegation Type Market Manipulation
Federal District Court Pennsylvania, Eastern District of Pennsylvania

Violations Alleged

Exchange Act
Sec 10(b) + Rule 10b-5
Securities Act
Sec 17(a) (Not specified)
Other
Sections 9(a)(2), 13(e) Exchange Act; Rule 13e-4 Exchange Act
Additionally, Daniel S. Laikin is alleged to have aided and abetted National Lampoon, Inc.'s violation of Section 13(e) Exchange Act; Rule 13e-4 Exchange Act (willfully/knowingly).

Resolutions

First Resolution Date 03-Jun-2011

Related Documents:

comp20828 15-Dec-2008 Complaint
Complaint
The Commission stated: "From at least March 2008 through June 2008, National Lampoon, Inc. ("National Lampoon"), its Chief Executive Officer ("CEO") Daniel S. Laikin, Dennis S. Barsky, Eduardo Rodriguez and Tim Dougherty (collectively the "Defendants") engaged in a fraudulent scheme to manipulate the market for the common stock of National Lampoon."
LR-20828 15-Dec-2008 Litigation Release
Daniel S. Laikin, National Lampoon's CEO, Charged with Paying Kickbacks in Exchange for Manipulating the Market for National Lampoon's Stock
The SEC stated that: "[F]rom at least March 2008 through June 2008, Laikin, Barsky, Rodriguez and Dougherty engaged in a fraudulent scheme to manipulate the market for the common stock of National Lampoon."
2008-296 15-Dec-2008 Press Release--Civil Action
SEC Charges National Lampoon, CEO Daniel Laikin, and Others for Wide-Ranging Market Manipulation Schemes
The SEC stated that: "[F]rom at least March 2008 through June 2008, Laikin, Barsky, Rodriguez and Dougherty engaged in a fraudulent scheme to manipulate the market for the common stock of National Lampoon."
court_doc37_08-cv-05790 03-Jun-2011 Court Docket Document
Final Judgment as to Defendant National Lampoon, Inc.
On June 3, 2011, the Court issued a final judgment as to National Lampoon, Inc. stating that "Defendant National Lampoon, Inc. . . . consented to entry of this Final Judgment without admitting or denying the allegations of the Complaint (except as to jurisdiction); waived findings of fact and conclusions of law; and waived any right to appeal from this Final Judgment."

Other Defendants in Action: