Defendant Name:
National Lampoon, Inc.
Defendant Type:
Public Company
SIC Code:
7819
CUSIP:
63663710
Initial Case Details
Legal Case Name
SEC v. National Lampoon, Inc., Daniel S. Laikin, Dennis S. Barsky, Eduardo Rodriguez and Tim Dougherty
First Document Date
15-Dec-2008
Initial Filing Format
Civil Proceeding
Case Number
08-cv-05790
Allegation Type
Market Manipulation
Federal District Court
Pennsylvania, Eastern District of Pennsylvania
Violations Alleged
•
Sec 17(a) (Not specified)
•
Sections 9(a)(2), 13(e) Exchange Act; Rule 13e-4 Exchange Act
Additionally,
Daniel S. Laikin is alleged to have aided and abetted National Lampoon, Inc.'s violation of Section 13(e) Exchange Act; Rule 13e-4 Exchange Act (willfully/knowingly).
Resolutions
First Resolution Date
03-Jun-2011
Related Documents:
Complaint
The Commission stated: "From at least March 2008 through June 2008, National Lampoon, Inc. ("National Lampoon"), its Chief Executive Officer ("CEO") Daniel S. Laikin, Dennis S. Barsky, Eduardo Rodriguez and Tim Dougherty (collectively the "Defendants") engaged in a fraudulent scheme to manipulate the market for the common stock of National Lampoon."
Daniel S. Laikin, National Lampoon's CEO, Charged with Paying Kickbacks in Exchange for Manipulating the Market for National Lampoon's Stock
The SEC stated that: "[F]rom at least March 2008 through
June 2008, Laikin, Barsky, Rodriguez and Dougherty engaged in a
fraudulent scheme to manipulate the market for the common stock of
National Lampoon."
2008-296
15-Dec-2008
Press Release--Civil Action
SEC Charges National Lampoon, CEO Daniel Laikin, and Others for Wide-Ranging Market Manipulation Schemes
The SEC stated that: "[F]rom at least March 2008 through June
2008, Laikin, Barsky, Rodriguez and Dougherty engaged in a fraudulent
scheme to manipulate the market for the common stock of National
Lampoon."
Final Judgment as to Defendant National Lampoon, Inc.
On June 3, 2011, the Court issued a final judgment as to National Lampoon, Inc. stating that "Defendant National Lampoon, Inc. . . . consented to entry of this Final Judgment without admitting or denying the allegations of the Complaint (except as to jurisdiction); waived findings of fact and conclusions of law; and waived any right to appeal from this Final Judgment."
Other Defendants in Action:
