Defendant Name: Daniel S. Laikin

Defendant Type: Individual

Initial Case Details

Legal Case Name SEC v. National Lampoon, Inc., Daniel S. Laikin, Dennis S. Barsky, Eduardo Rodriguez and Tim Dougherty
First Document Date 15-Dec-2008
Initial Filing Format Civil Proceeding
Case Number 08-cv-05790
Allegation Type Market Manipulation
Federal District Court Pennsylvania, Eastern District of Pennsylvania

Affiliations

Violations Alleged

Exchange Act
Sec 10(b) + Rule 10b-5
Securities Act
Sec 17(a) (Not specified)
Other
Section 9(a)(2) Exchange Act

Related Violations Alleged

Daniel S. Laikin is alleged to have aided and abetted National Lampoon, Inc.'s violation of Section 13(e) Exchange Act; Rule 13e-4 Exchange Act (willfully/knowingly).
Daniel S. Laikin is alleged to have aided and abetted an unidentified individual or entity's violation of Section 13(e) Exchange Act; Rule 13e-4 Exchange Act.

Resolutions

Bars:
First Resolution Date 03-Jun-2011

Related Documents:

comp20828 15-Dec-2008 Complaint
Complaint
court_doc34_08-cv-05790 03-Jun-2011 Court Docket Document
Final Judgment as to Daniel S. Laikin

Other Defendants in Action: