Defendant Name:
Zurich Financial Services
Defendant Type:
Other
Initial Case Details
Legal Case Name
SEC v. Zurich Financial Services
First Document Date
11-Dec-2008
Initial Filing Format
Civil Proceeding
Case Number
08-cv-10760
Allegation Type
Issuer Reporting and Disclosure
Federal District Court
New York, Southern District of New York
Violations Alleged
Related Violations Alleged
Zurich Financial Services is alleged to have aided and abetted SCOR Holding (Switzerland) Ltd., formerly known as Converium Holding AG's violation of Sec 10(b) + Rule 10b-5 of the Exchange Act.
Resolutions
First Resolution Date
02-Feb-2009
Headline Total Penalty and Disgorgement
$25,000,001
