Defendant Name: Zurich Financial Services

Defendant Type: Other

Initial Case Details

Legal Case Name SEC v. Zurich Financial Services
First Document Date 11-Dec-2008
Initial Filing Format Civil Proceeding
Case Number 08-cv-10760
Allegation Type Issuer Reporting and Disclosure
Federal District Court New York, Southern District of New York

Violations Alleged

Related Violations Alleged

Zurich Financial Services is alleged to have aided and abetted SCOR Holding (Switzerland) Ltd., formerly known as Converium Holding AG's violation of Sec 10(b) + Rule 10b-5 of the Exchange Act.


First Resolution Date 02-Feb-2009
Headline Total Penalty and Disgorgement

See Related Documents

Related Documents:

comp20825 11-Dec-2008 Complaint
court_doc2_08-cv-10760 02-Feb-2009 Court Docket Document
Final Judgment as to Zurich Financial Services

Related Actions:

In the Matter of Zurich Financial Services
In the Matter of SCOR Holding (Switzerland) Ltd., formerly known as Converium Holding AG