Defendant Name: Zurich Financial Services

Defendant Type: Other

Initial Case Details

Legal Case Name In the Matter of Zurich Financial Services
First Document Date 11-Dec-2008
Initial Filing Format Administrative Action
File Number 3-13306
Allegation Type Issuer Reporting and Disclosure
AAER 2908

Violations Alleged

Related Violations Alleged

Zurich Financial Services is alleged to have caused SCOR Holding (Switzerland) Ltd., formerly known as Converium Holding AG's violation of Sec 10(b) + Rule 10b-5 of the Exchange Act.

Resolutions

First Resolution Date 11-Dec-2008

Related Documents:

34-59083 11-Dec-2008 Administrative Proceeding
Order Instituting Cease-and-Desist Proceedings Pursuant to Section 21C of the Securities Exchange Act of 1934, Making Findings, and Imposing a Cease-and-Desist Order

Related Actions:

SEC v. Zurich Financial Services
In the Matter of SCOR Holding (Switzerland) Ltd., formerly known as Converium Holding AG