Defendant Name:
Kevin B. Marsh
Defendant Type:
Individual
Initial Case Details
Legal Case Name
SEC v. SCANA Corporation, Dominion Energy South Carolina, Inc. (f/k/a South Carolina Electric & Gas Company), Kevin B. Marsh, and Stephen A. Byrne
First Document Date
27-Feb-2020
Initial Filing Format
Civil Proceeding
Case Number
20-cv-00882
Allegation Type
Issuer Reporting and Disclosure
Federal District Court
South Carolina, District of South Carolina
Affiliations
- Former: Director—Chairman at SCANA Corporation (December 2011—December 2017)
- Former: Director—Chairman at Dominion Energy South Carolina, Inc. (December 2011—December 2017)
- Former: CEO at SCANA Corporation (December 2011—December 2017)
- Former: CEO at Dominion Energy South Carolina, Inc. (December 2011—December 2017)
Violations Alleged
•
Sec 17(a) (Not specified)
Related Violations Alleged
Kevin B. Marsh is alleged to have aided and abetted
SCANA Corporation's violation of Sec 10(b) + Rule 10b-5 of the Exchange Act.
Kevin B. Marsh is alleged to have aided and abetted
SCANA Corporation's violation of Rule 12b-20 of the Exchange Act.
Kevin B. Marsh is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 12b-20 of the Exchange Act.
Kevin B. Marsh is alleged to have aided and abetted
SCANA Corporation's violation of Sec 13(a) of the Exchange Act.
Kevin B. Marsh is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 13(a) of the Exchange Act.
Kevin B. Marsh is alleged to have aided and abetted
SCANA Corporation's violation of Rule 13a-1 of the Exchange Act.
Kevin B. Marsh is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 13a-1 of the Exchange Act.
Kevin B. Marsh is alleged to have aided and abetted
SCANA Corporation's violation of Rule 13a-11 of the Exchange Act.
Kevin B. Marsh is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 13a-11 of the Exchange Act.
Kevin B. Marsh is alleged to have aided and abetted
SCANA Corporation's violation of Rule 13a-13 of the Exchange Act.
Kevin B. Marsh is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 13a-13 of the Exchange Act.
Kevin B. Marsh is alleged to have aided and abetted
SCANA Corporation's violation of Sec 17(a) (Not specified) of the Securities Act.
Resolutions
Bars:
- Bar from acting as Director or Officer of a public company (of unspecified duration)
First Resolution Date
24-Aug-2022
Headline Total Penalty and Disgorgement
$4,393,798
Other Defendants in Action:
