Defendant Name: Stephen A. Byrne

Defendant Type: Individual

Initial Case Details

Legal Case Name SEC v. SCANA Corporation, Dominion Energy South Carolina, Inc. (f/k/a South Carolina Electric & Gas Company), Kevin B. Marsh, and Stephen A. Byrne
First Document Date 27-Feb-2020
Initial Filing Format Civil Proceeding
Case Number 20-cv-00882
Allegation Type Issuer Reporting and Disclosure
Federal District Court South Carolina, District of South Carolina

Affiliations

Violations Alleged

Exchange Act
• Sec 10(b) + Rule 10b-5
Securities Act
• Sec 17(a)(1)
• Sec 17(a)(2)
• Sec 17(a)(3)
• Sec 17(a) (Not specified)

Related Violations Alleged

Stephen A. Byrne is alleged to have aided and abetted SCANA Corporation's violation of Sec 10(b) + Rule 10b-5 of the Exchange Act.
Stephen A. Byrne is alleged to have aided and abetted SCANA Corporation's violation of Sec 17(a) (Not specified) of the Securities Act.

Resolutions

Bars:
First Resolution Date 12-Apr-2023
Headline Total Penalty and Disgorgement

See Related Documents

Related Documents:

comp24751 27-Feb-2020 Complaint
Complaint
court_doc84_20-cv-00882 12-Apr-2023 Court Docket Document
Order and Final Judgment as to Defendant Stephen A. Byrne

Other Defendants in Action: