Defendant Name: Stephen A. Byrne

Defendant Type: Individual

Initial Case Details

Legal Case Name SEC v. SCANA Corporation, Dominion Energy South Carolina, Inc. (f/k/a South Carolina Electric & Gas Company), Kevin B. Marsh, and Stephen A. Byrne
First Document Date 27-Feb-2020
Initial Filing Format Civil Proceeding
Case Number 20-cv-00882
Allegation Type Issuer Reporting and Disclosure
Federal District Court South Carolina, District of South Carolina

Affiliations

Violations Alleged

Exchange Act
Sec 10(b) + Rule 10b-5
Securities Act
Sec 17(a)(1)
Sec 17(a)(2)
Sec 17(a)(3)
Sec 17(a) (Not specified)

Related Violations Alleged

Stephen A. Byrne is alleged to have aided and abetted SCANA Corporation's violation of Sec 10(b) + Rule 10b-5 of the Exchange Act.
Stephen A. Byrne is alleged to have aided and abetted SCANA Corporation's violation of Sec 17(a) (Not specified) of the Securities Act.

Resolutions

Bars:
First Resolution Date 12-Apr-2023
Headline Total Penalty and Disgorgement $992,370

Related Documents:

comp24751 27-Feb-2020 Complaint
Complaint
court_doc84_20-cv-00882 12-Apr-2023 Court Docket Document
Order and Final Judgment as to Defendant Stephen A. Byrne

Other Defendants in Action: