Defendant Name: Jeffrey Eberwein

Defendant Type: Individual

Initial Case Details

Legal Case Name In the Matter of Lone Star Value Management LLC and Jeffrey Eberwein
First Document Date 24-Feb-2020
Initial Filing Format Administrative Action
File Number 3-19706
Allegation Type Investment Advisers/Investment Companies

Affiliations

Violations Alleged

Related Violations Alleged

Jeffrey Eberwein is alleged to have caused Lone Star Value Management LLC's violation of Sections 206(3), 206(4) Advisers Act; Rule 206(4)-7 Advisers Act.

Resolutions

First Resolution Date 24-Feb-2020
Headline Total Penalty and Disgorgement $25,000

Related Documents:

IA-5448 24-Feb-2020 Administrative Proceeding
Order Instituting Administrative and Cease-and-Desist Proceedings, Pursuant to Sections 203(e) and 203(k) of the Investment Advisers Act of 1940, Making Findings, and Imposing Remedial Sanctions and a Cease-and-Desist Order

Other Defendants in Action:

Lone Star Value Management LLC